Regulatory Oversight &
Policies

  • Doric Partners LLP is regulated by the British Financial Conduct Authority (FCA)

  • Doric Corporation is a member of the Financial Industry Regulatory Authority (FINRA) and regulated by FINRA and the U.S. Securities and Exchange Commission (SEC)

  • As an AIFM, Doric Investment GmbH is regulated by the German Federal Financial Supervisory Authority (BaFin)

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Range of Services

Our AIFM offers a full range of services and solutions with regard to the German Investment Code (KAGB) and white label funds.

Policies

Doric has adopted companywide policies which prescribe lawful, diligent and professional behaviour at all times amongst its employees. These policies address our duties to our employees, our investors and our business partners. The following policies are of particular importance with regards to the specific legal and social environment in which Doric does business: